Raymond James announced that Trustmark National Bank has selected the Raymond James platform to support the bank's $2.7 billion financial planning and advisory business, Trustmark Financial Services.

A former Wells Fargo executive has asked an appeals court to throw out the $10 million fine she was ordered to pay in the wake of the bank's 2016 bogus-account scandal.

Atria Wealth Solutions, which was acquired by LPL Financial last year, is laying off 55 employees in the Houston area, according to the Houston Chronicle.

LPL Financial has appointed industry veteran Tara Thompson Popernik executive vice president and head of wealth planning, a newly created role, a firm spokesperson confirmed Wednesday. Stifel ...

LPL Financial has appointed industry veteran Tara Thompson Popernik executive vice president and head of wealth planning, a newly created role, a firm spokesperson confirmed Wednesday. Stifel ...

LPL Financial has appointed industry veteran Tara Thompson Popernik executive vice president and head of wealth planning, a newly created role, a firm spokesperson confirmed Wednesday. Stifel ...

Registered investment advisors are opening to newer custodians as they seek multiple partners to cover their bases in client relationships and take full advantage of referral programs and product ...

A former financial advisor who sold her registered investment advisory firm to Wealth Enhancement Group and then pleaded guilty to stealing more than $2 million from her clients has been sentenced to ...

Lawmakers in the House of Representatives have reintroduced a pair of bills aimed at expanding the definition of "accredited investor" in a bid to give more Americans access to a broader swath of ...

Charles Schwab says it's rolling out a program for financial advisors with modest books of business who want to go independent, offering operational and technical support to help build and grow their ...

Stifel Financial is challenging a damages award of nearly $133 million issued against it by an arbitration panel the firm says was "infected with fundamental prejudice" by a panelist who had ...

State securities regulators are urging the Financial Industry Regulatory Authority to toughen its proposed rules on outside business activities, which have already met pushback from the industry.