Industry merger and acquisition trends and advisor scrutiny of certain competitors' balance sheets are fueling Raymond James ' recruiting efforts, according to Chief Executive Officer Paul Shoukry.

Cetera Financial Group this week announced the launch of its fifth advisor channel, which will support independent registered investment advisors, its owned W-2 RIA businesses and its "supported ...

Bluespring Wealth Partners, formed by Kestra Holdings in 2019 largely to acquire registered investment advisors and hybrid firms, has purchased an existing Kestra Financial firm.

Bluespring Wealth Partners, formed by Kestra Holdings in 2019 largely to acquire registered investment advisors and hybrid firms, has purchased an existing Kestra Financial firm.

J.P. Morgan has asked a judge to block a private client advisor who left the firm for Morgan Stanley last month from soliciting her former clients.

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Securities and Exchange Commission Chair Paul Atkins continued distancing himself from his Biden-era predecessor on the topic of crypto and its related technologies during prepared remarks for a ...

The Securities and Exchange Commission has denied an appeal brought by a Texas-based financial advisor over sanctions imposed on him in connection to trading and dispersals in a deceased client's ...

Aiming to increase their capacity to serve clients and establish a succession plan, advisors are adding junior staff members and engaging them with ongoing training and credentialing.

An ex– Edward Jones financial advisor can finally clear his record of a defamatory Form U5 disclosure from a dozen years ago, a Financial Industry Regulatory Authority arbitrator ruled last week.

Registered investment advisory firms are at the head of the pack when it comes to integrating artificial intelligence into their wealth management operations, while the banking sector of the industry ...

Raymond James is targeting the Northeast and West Coast as areas of growth — an effort the firm has previously stated it would undertake.