A former Wells Fargo financial advisor who was terminated by the wirehouse more than five years ago must repay nearly $300,000 in outstanding recruiting loans.

Ahead of its acquisition by LPL Financial, Commonwealth Financial Network has lured a team of a team of financial advisors from Osaic. A team of experienced financial advisors, including from Goldman ...

To better compete with well-resourced Wall Street giants for high-net-worth clients, LPL Financial is developing banking and lending capabilities for its advisors to offer clients.

Ahead of its acquisition by LPL Financial, Commonwealth Financial Network has lured a team of a team of financial advisors from Osaic. A team of experienced financial advisors, including from Goldman ...

Amid recent market volatility and continuing economic uncertainty, registered investment advisors' confidence in U.S. equity markets is on the retreat, even as most have faith in their own prospects, ...

Ahead of its acquisition by LPL Financial, Commonwealth Financial Network has lured a team of a team of financial advisors from Osaic. A team of experienced financial advisors, including from Goldman ...

This story originally ran on Financial Advisor IQ's sister publication FundFire.

Industry merger and acquisition trends and advisor scrutiny of certain competitors' balance sheets are fueling Raymond James ' recruiting efforts, according to Chief Executive Officer Paul Shoukry.

Bluespring Wealth Partners, formed by Kestra Holdings in 2019 largely to acquire registered investment advisors and hybrid firms, has purchased an existing Kestra Financial firm.

Amid market uncertainty, Morgan Stanley is chasing growth and has specifically targeted its in-house funneling of assets to the wealth management unit, Chairman and Chief Executive Officer Ted Pick ...

J.P. Morgan has asked a judge to block a private client advisor who left the firm for Morgan Stanley last month from soliciting her former clients.

Cetera Financial Group this week announced the launch of its fifth advisor channel, which will support independent registered investment advisors, its owned W-2 RIA businesses and its "supported ...